Post-Trade Monitoring and Risk and Capital Management
Monitor daily profit and loss and positions in the trading books, and formulate hedging strategies to manage associated financial risks
Type
Domain
Competency Area
Investment and Financial Management
Levels
Execute post-trade processes and identify trading discrepancies
Perform trade documentation
Construct hedging positions based on formulated strategies
Execute trades on an electronic or equivalent platforms
Handle trade clearing and trade settlement
Analyse trading discrepancies and unconfirmed trades
Monitor positions in trading books and formulate hedging strategies
Review trade documentation
Resolve escalated trading discrepancies
Monitor trading desk profit and loss positions
Formulate hedging strategies
Identify financial risks and compliance issues associated with trading book and relevant counterparties
Oversee formulation of hedging strategies and influence capital allocation
Oversee formulation of hedging strategies in line with organisation objectives and business strategies
Define risk appetite for the business units
Inform organisation’s capital allocation and strategic planning decisions
Establish processes for resolution of trading discrepancies
Manage financial risks that have been highlighted