Risk and Compliance Reporting
Develop regulatory documents required to meet regulatory reporting requirements and obligations
Type
Functional
Competency Area
Risk Management, Governance and Regulatory Compliance
Levels
Gather and compile information into standard reporting templates
Coordinate and accept submission of regular internal risk and compliance reports from business line
Collect and enter data into standard reporting templates
Submit routine reports to relevant stakeholders for review
Input standard reports into documentation systems for regularly internal reporting
Organise and maintain documentation system to allow for ease of information retrieval
Prepare initial drafts for regulatory submissions
Collect and document data and evidence required based on regulatory reporting frameworks and compliance standards
Verify completeness of information collected according to regulatory reporting requirements
Organise information and data into defined templates and/or meaningful categories
Draft regulatory documentation for review by senior team members
Identify and suggest improvements to improve risk and compliance reporting process
Oversee collation of information and development of reporting deliverables
Determine types of information required based on reporting objectives
Identify regulatory reporting needs and timelines for submissions
Determine operational plans and reporting system requirements to ensure adherence to reporting timelines
Guide preparation of reports on risks and compliance
Highlight areas of concern, changes, emerging threats and opportunities.
Review prepared reports for accuracy and validity according to reporting frameworks
Manage continuous improvement activities for reporting processes and reporting systems
Drive accurate reporting of risk and compliance matters
Develop regulatory reporting frameworks aligned to organisational processes and structures
Ensure changes in regulations and/or reporting requirements are captured within organisational reporting frameworks
Define KPIs for risk and compliance reporting
Conduct periodic reviews for accuracy of reports for submission or communication to senior stakeholders and regulators
Present and communicate information captured within risks and compliance regulatory reports